Question
(a) Describe what psychologists investigating traditional and modern theories of leadership have discovered about:
• universalist theories of leadership, and
• Heifetz’s six principles in meeting adaptive challenges. [6]
(b) Evaluate what psychologists investigating traditional and modern theories of leadership have discovered about:
• universalist theories of leadership, and
• Heifetz’s six principles in meeting adaptive challenges, including a discussion about nature versus nurture.
Evaluation in your answer can include strengths, weaknesses and a discussion of issues and debates. [10]
Mark scheme
16(a) Describe what psychologists investigating traditional and modern theories of 6 Award up to 4 marks where the
leadership have discovered about: response has described only
• universalist theories of leadership, and part of the question even if the
• Heifetz’s six principles in meeting adaptive challenges. response otherwise meets the
criteria for Level 3.
Use Table A: AO1 Knowledge and understanding to mark candidate responses to this
question.
Answers may include:
Universalist theories of leadership
Universalist – look at the characteristics and personal qualities of great leaders.
Great person theory is that leaders are born and not made. It is a trait theory and
suggests that some people are born with certain qualities/traits/personality that enables
them to be a leader. These qualities include persuasiveness, courage, intelligence,
confidence, excellent communicator, etc.
Charismatic leaders are persuasive, charming, good at public speaking, inspirational,
etc. Often seen as ‘visionaries’ and persuade those in their organisation to work hard to
achieve their vision for the company.
Transformational leaders – have a vision that often require the workforce to implement
drastic changes. This leader will have a strong vision that they are very passionate
about and can motivate and persuade their workers to achieve their vision. These type
of leaders are inspirational to their workforce as they may require very difficult,
challenging work in order to achieve their vision.
Heifetz’s six principles in meeting adaptive challenges
Leaders have to inspire their workforce to tackle whatever challenges happen and to
then make them work to the best of their ability. Leaders should adapt their style to suit
the current economic market of their organisation.
Six principles include
1 ‘Get on the balcony’ – have an overview of the whole organisation so they can see
functional and dysfunctional behaviour from their workforce as they enact the
organisation’s goals. Leader has to be able to move between the ‘balcony’ and the
day to day running of the company.
16(a) 2 Identify the adaptive challenge – be able to identify the areas of the organisation
that need to change/challenges they face and plan out these changes effectively for
the workforce.
3 Regulate distress – Employers will find adapting to change difficult. Leader must
find a balance between managing the stress of employees while keeping them
highly motivated. Help workers to tolerate uncertainty as change occurs.
4 Maintain disciplined attention – Seek out and have a willingness to listen to
contrasting viewpoints. Also support management to confront any issues so that
they are dealt with. Also workers will see management confront adaptive challenges
and will be able to do this as well.
5 Give the work back to the people – Value the workforce and the skills and
knowledge that they possess. Enable workers at all levels to contribute to decisions,
problem-solving when it is their area of expertise.
6 Protect voices of leadership from below – The leader must listen to the workforce at
all levels in order to remain adaptive. Encourage employees/management to voice
concerns about plans, policy, etc. The leader must facilitate this open
communication.
Other appropriate responses should also be credited.
16(b) Evaluate what psychologists investigating traditional and modern theories of
leadership have discovered about:
• universalist theories of leadership, and
• Heifetz’s six principles in meeting adaptive challenges,
including a discussion about nature versus nurture.
Evaluation in your answer can include strengths, weaknesses and a discussion of
issues and debates.
Use Table B: AO3 Analysis and evaluation to mark candidate responses to this
question. A range of issues could be used for evaluation.
These include:
• Named issue – Nature versus nurture – The great person theory believes that
leaders are born and not made so supports the nature side of the debate.
Charismatic/transformational leadership theory could be argued to be on the nature
side of the debate similar to great person theory. The leader is born with charisma,
self-confidence, charm, etc. However, it could be argued that it supports the nurture
side of the debate. Transformational leaders will have learned their vision through
their life experiences. It is also possible for a leader to learn to be
charismatic/transformational. For example, Steve Jobs practiced being comfortable
with long periods of silence and staring people in the eye which shows he wasn’t
born with these skills but instead learned them. Heifetz believes that leaders need to
be adaptive and make changes in order to suit the changing needs of the
organisation that they lead. Therefore believe leadership can be learned/nurtured.
• Application to everyday life- Adaptive leadership has practical applications as it
gives clear guidance to leaders/managers in organisations about how to be more
effective in their leadership. E.g. ‘Get on the balcony’, regulate distress, etc. Could
argue the universalist theory is less useful as it suggests leaders are born leaders
and therefore the manager of an organisation will either have this skill or she won’t.
16(b) • Individual and situational explanations – universalist theories of leadership can
be seen to support individual explanations as each charismatic/transformational
leader is unique with a specific vision and interpersonal skills/personality traits which
enable them to be a highly effective leader. However, charismatic/transformational
leaders are very able to change their behaviour based on the situation with the
organisation/business world. Heifetz supports situational explanation as this theory
argues that leaders must be adaptable to change. For example, they need to
monitor the changing business environment, their staff, working practices, etc. and
adapt their leadership style in order to be effective. However, can also be seen as
supporting the individual explanation as some people may be better able to provide
adaptive leadership/follow the six principles than others.
• Reductionism versus holism – The great person theory is the most reductionist as
it argues that great leaders are born, not made. This theory does not consider how
life experiences, training, etc. can help someone to become a great leader.
Charismatic/transformational theory is less reductionist as it outlines numerous traits
that these type of leaders have (personality, interpersonal skills, a strong vision,
etc.) although it does not offer an explanation of the origin of these traits. In
contrast, Heifetz’s six principles in meeting adaptive challenges is the most holistic
theory as it offers a thorough explanation of how to be an effective leader. It
considers interpersonal skills, how to respond to changes in the business, how to
investigate problems in the organisation, etc. However, it does not explain why
some people will be more able to be adaptive than others or how someone
develops these skills (or is it something they are born with)
• Generalisations from findings – universalist theories and Heifetz’s six principles in
meeting adaptive challenges are theoretical so there are no findings. However,
there have been studies done to support these theories. Credit evaluation about
generalisation from findings. EG Fuller et al. (1996) – Quantitative Review of
Research on Charismatic Leadership.
16(b) Other issues could include:
• Determinism versus free-will
• Cultural differences
• Idiographic versus nomothetic
Other appropriate responses should also be credited.